investors (QFIIs) and their quotas.(* denotes changes)
No. QFII Name Obtained QFII Status Quota
1 UBS AG 5/23/2003 790
2 Nomura Securities Co.,Ltd. 5/23/2003 350
3 Morgan Stanley & Co. International Limited 6/5/2003 400
4 Citigroup Global Markets Limited 6/5/2003 550
5 Goldman, Sachs & Co. 7/4/2003 300
6 Deutsche Bank Aktiengesellschaft 7/30/2003 400
7 The Hong Kong and Shanghai Banking Corporation 8/4/2003 400
Limited
8 ING Bank N.V. 9/10/2003 400
*9 JPMorgan Chase Bank, National Association 9/30/2003 250
10 Credit Suisse (Hong Kong) Limited 10/24/2003 500
11 Standard Chartered Bank (Hong Kong) Ltd 12/11/2003 175
12 Nikko Asset Management Co.,Ltd. 12/11/2003 450
13 Merrill Lynch International 4/30/2004 300
14 Hang Seng Bank Limited 5/10/2004 100
15 Daiwa Securities Capital Markets Co.,Ltd. 5/10/2004 50
16 Lehman Brothers International (Europe) 7/6/2004 200
17 Bill & Melinda Gates Foundation 7/19/2004 300
18 INVESCO Asset Management Limited 8/4/2004 350
19 The Royal Bank of Scotland N.V. 9/2/2004 175
*20 Société Générale 9/2/2004 250
*21 Barclays Bank PLC 9/15/2004 600
22 Commerzbank AG 9/27/2004 325
23 Fortis Bank NV-SA 9/29/2004 500
24 BNP Paribas 9/29/2004 200
25 Power Corporation of Canada 10/15/2004 50
26 Credit Agricole Corporate and Investment Bank 10/15/2004 75
27 Goldman Sachs Asset Management International 5/9/2005 500
28 Martin Currie Investment Management Ltd 10/25/2005 120
*29 Government of Singapore Investment Corporation 10/25/2005 600
Pte Ltd
30 PineBridge Investment LLC 11/14/2005 150
*31 Temasek Fullerton Alpha Investments Pte Ltd 11/15/2005 700
32 JF Asset Management Limited 12/28/2005 375
33 The Dai-ichi Life Insurance CompanyLimited 12/28/2005 250
34 DBS Bank Ltd 2/13/2006 100
*35 AMP Capital Investors Limited 4/10/2006 500
36 The Bank of Nova Scotia 4/10/2006 150
37 KBC Financial Products UK Limited 4/10/2006 20
38 La Compagnie Financiere Edmond de Rothschild 4/10/2006 200
Banque
39 Yale University 4/14/2006 150
40 Morgan Stanley Investment Management Inc. 7/7/2006 450
41 Prudential Asset Management (Hongkong) Limited 7/7/2006 300
42 Stanford University 8/5/2006 100
43 GE Asset Management Incorporated 8/5/2006 300
44 United Overseas Bank Limited 8/5/2006 50
45 Schroder Investment Management Limited 8/29/2006 300
46 HSBC Global Asset Management (Hong Kong) Limited 9/5/2006 450
47 Mizuho Securities Co.,Ltd 9/5/2006 50
48 UBS Global Asset Management (Singapore) Ltd 9/25/2006 250
49 Sumitomo Mitsui Asset Management Company, 9/25/2006 350
Limited
50 Norges Bank 10/24/2006 1000
51 Pictet Asset Management Limited 10/25/2006 100
52 The Trustees of Columbia University in the City 3/12/2008 100
of New York
53 Prudential Asset Management Co.,Ltd. 4/7/2008 0
54 Robeco Institutional Asset management B.V. 5/5/2008 235
55 State Street Global Advisors Asia Limited 5/16/2008 50
56 Platinum Investment Company Limited 6/2/2008 150
57 KBC Asset Management N.V. 6/2/2008 210
58 Mirae Asset Global Investments Co., Ltd. 7/25/2008 250
59 ACE INA International Holdings, Ltd. 8/5/2008 150
60 Caisse de dépt et placement du Québec 8/22/2008 200
61 President and Fellows of Harvard College 8/22/2008 200
62 Samsung Investment Trust Management Co., Ltd. 8/25/2008 450
63 AllianceBernstein Limited 8/28/2008 150
64 Oversea-Chinese Banking Corporation Limited 8/28/2008 150
65 First State Investment Management (UK) Limited 9/11/2008 220
66 DAIWA Asset Management Co. 9/11/2008 200
67 Shell Asset Management Company B.V. 9/12/2008 0
68 T. Rowe Price International, Inc. 9/12/2008 110
69 Credit Suisse AG 10/14/2008 300
70 UOB Asset Management Ltd 11/28/2008 50
71 ABU Dhabi Investment Authority 12/3/2008 500
72 Allianz Global Investors Luxembourg S.A. 12/16/2008 200
73 Capital International, Inc. 12/18/2008 100
74 Mitsubishi UFJ Morgan Stanley Securities Co., 12/29/2008 100
Ltd.
75 Hanwha Investment Trust Management Co., Ltd. 2/5/2009 238
76 Emerging Markets Management, L.L.C. 2/10/2009 50
77 DWS Investment S.A. 2/24/2009 200
78 The Korea Development Bank 4/23/2009 100
79 Woori Bank Co., Ltd 5/4/2009 50
80 Bank Negara Malaysia 5/19/2009 400
81 Lloyd George Management (Hong Kong) Limited 5/27/2009 50
82 Templeton Investment Counsel, LLC 6/5/2009 300
83 BEA Union Investment Management Limited 6/18/2009 100
84 The Sumitomo Trust & Banking Co., Ltd. 6/26/2009 50
85 Korea Investment Trust Management Co., Ltd 7/21/2009 200
86 Baring Asset Management Limited 8/6/2009 200
87 Ashmore Investment Management Limited 9/14/2009 350
88 BNY Mellon Asset Management International 11/6/2009 150
Limited
89 Manulife Asset Management (Hong Kong) Limited 11/20/2009 300
90 Nomura Asset Management CO., LTD 11/23/2009 350
91 Tongyang Asset Management Corp. 12/11/2009 100
92 Royal Bank of Canada 12/23/2009 100
93 Aviva Investors Global Services Limited 12/28/2009 100
94 Ivy Investment Management Company 2/8/2010 100
95 DIAM Co., Ltd. 4/20/2010 100
96 OFI Asset Management 5/21/2010 150
97 Aberdeen Asset Management Asia Limited 7/6/2010 200
98 KB Asset Management Co., Ltd. 8/9/2010 100
99 Fidelity Investments Management (Hong Kong) 9/1/2010 300
Limited
100 Legg Mason Investements (Europe) Limited 10/8/2010 100
101 Hong Kong Monetary Authority 10/27/2010 1000
*102 Fubon Securities Investment Trust Co. Ltd. 10/29/2010 250
103 Capital Securities Investment Trust Corporation 10/29/2010 100
104 BMO Investments Inc. 12/6/2010 100
105 Bank Julius Bear & Co.,Ltd 12/14/2010 100
106 KTB Asset Management Co.,Ltd 12/28/2010 100
107 Lyxor Asset Management 2/16/2011 100
108 Polaris International Securities Investment Co. 3/4/2011 100
Ltd.
109 Assicurazioni Generali S.p.A. 3/18/2011 100
110 Banco Bilbao Vizcaya Argentaria, S.A. 5/6/2011 100
111 Cathay Securities Investment Trust Co., Ltd. 6/9/2011 100
112 Fuh Hwa Securities Investment Trust Co. Ltd. 6/9/2011 100
113 Comgest S.A. 6/24/2011 100
114 Amundi Hong Kong Limited 7/14/2011 100
115 BlackRock Institutional Trust Company, N.A. 7/14/2011 100
116 Grantham, Mayo, Van Otterloo & Co.LLC 8/9/2011 100
117 Monetary Authority of Singapore 10/8/2011 100
118 China Life Insurance Co., Ltd.Taiwan 10/26/2011 100
119 Shin Kong Life Insurance Co., Ltd. 10/26/2011 100
120 Princeton University 11/25/2011 50
121 Shinko Asset Management Co., Ltd. 11/25/2011 100
122 Canada Pension Plan Investment Board 12/9/2011 100
123 Van Eck Associates Corporation 12/9/2011 100
124 Hansberger Global Investors, Inc. 12/13/2011 N/A
125 EARNEST Partners LLC 12/13/2011 150
126 Bank of Thailand 12/16/2011 300
127 Kuwait Investment Authority 12/21/2011 300
128 Northern Trust Global Investments Limited 12/21/2011 100
129 Taiwan Life Insurance Co., Ltd. 12/21/2011 100
130 The Bank of Korea 12/21/2011 300
131 Ontario Teachers' Pension Plan Board 12/22/2011 100
132 Korea Investment Corporation 12/28/2011 200
133 Russell Investments Ireland Limited 12/28/2011 100
*134 Metzler Asset Management GmbH 12/31/2011 200
135 HI Asset Management Co., Limited. 12/31/2011 100
136 Shinhan BNP Paribas Asset Management Co., Ltd. 1/5/2012 100
137 Stichting Pensioenfonds voor Huisartsen 1/5/2012 60
138 National Pension Service (South Korea) 1/5/2012 100
139 Mercuries Life Insurance Co Ltd 1/30/2012 50
140 Prudential Financial Securities Investment Trust 1/31/2012 70
Enterprise
141 Principal Global Investors LLC 1/31/2012 150
142 Hospital Authority Provident Fund Scheme (HK) 1/31/2012 100
143 TransGlobe Life Insurance Inc. 2/3/2012 150
144 Public Mutual Berhad 2/3/2012 N/A
145 Meiji Yasuda Asset Management Company Ltd. 2/27/2012 N/A
146 Cathay Life Insurance Co., LTD. 2/28/2012 150
147 Sumitomo Mitsui Banking Corporation 2/28/2012 100
148 Fubon Life Insurance Co. Ltd 3/1/2012 150
149 American International Assurance Co Ltd 3/5/2012 150
150 Neuberger Berman Europe Limited 3/5/2012 100
151 Khazanah Nasional Berhad 3/7/2012 250
152 Capital Research and Management Company 3/9/2012 100
153 Tokio Marine Asset Management Co Ltd 3/14/2012 N/A
154 Hana Daetoo Securities Co,Ltd 3/29/2012 N/A
155 Genesis Asset Managers,LLP 3/30/2012 N/A
156 City of London Investment Management Co Ltd 3/30/2012 100
157 JPMorgan Asset Management (UK) Ltd 3/30/2012 N/A
158 Okasan Asset Management Co Ltd 3/30/2012 50
159 Prescient Investment Management Pty, Ltd 4/18/2012 50
160 Dongbu Asset Management Co.,Ltd 4/20/2012 N/A
161 Janus Capital Management LLC 4/20/2012 N/A
162 Mizuho Asset Management Co., Ltd 4/26/2012 100
163 Henderson Global Investors Limited 4/28/2012 N/A
164 Eurizon Capital S.A. 5/2/2012 N/A
165 BOCI-Prudential Asset Management Ltd 5/3/2012 150
*166 Fullerton Fund Management Company Ltd 5/4/2012 200
167 Lion Global Investors Ltd 5/7/2012 N/A
168 Generali Fund Management S.A. 5/23/2012 N/A
169 William Blair & Company LLC. 5/24/2012 100
170 Investec Asset Management Ltd 5/28/2012 N/A
171 ING Investment Management Aisa Pacific (Hong 6/4/2012 150
Kong) Ltd
172 Mitsubishi UFJ Asset Management Co Ltd 6/4/2012 N/A
173 BOC Group Life Assurance Co Ltd 7/12/2012 N/A
174 Hall Capital Partners LLC 8/6/2012 N/A
175 Board of Regents of The University of Texas 8/6/2012 100
System
176 Nan Shan Life Insurance Co Ltd 8/6/2012 200
177 Suva 8/13/2012 N/A
178 British Columbia Investment Management Corp 8/17/2012 N/A
179 Value Partners Hong Kong Ltd 8/21/2012 N/A
180 Ontario Pension Board 8/29/2012 N/A
181 The Church Pension Fund 8/31/2012 N/A
182 Macquarie Bank Ltd 9/4/2012 N/A
183 Andra AP-fonden 9/20/2012 N/A
184 Hai Tong Asset Management (HK) Ltd 9/20/2012 N/A
185 IDG Capital Management (HK) Ltd 9/20/2012 N/A
186 Duke University 9/24/2012 N/A
187 Qatar Holding LLC 9/25/2012 N/A
188 EFG Bank AG 9/26/2012 N/A
*189 Cutwater Investor Services Corp 10/26/2012 N/A
*190 OrbiMed Advisors LLC 10/26/2012 N/A
*191 New Silk Road Investment Pte Ltd 10/26/2012 N/A
*192 BlackRock Asset Management North Asia Ltd 10/26/2012 N/A
N/A: not available
Sources: China Securities Regulatory Commission; State Administration of Foreign Exchange.
Figures for licences are as of Oct. 31. Figures for quotas are as of Oct. 31 and in millions
of U.S. dollars.
Niciun comentariu:
Trimiteți un comentariu